Financial Services

Top notch corporate and regulatory experts in financial services capital, credit and investment sectors.

Financial Services

Spectre Linkers has corporate and regulatory expertise in the financial services, capital, credit and investment sectors.

A number of our senior lawyers have joined us from large national and international law firms, giving our clients access to a wealth of experience in a boutique legal practice.

Our team has an extensive network with all types of market participants in the financial services sector including a deep understanding of the policy objectives of relevant regulators including APRA, ASIC, ACCC and AUSTRAC.

Our team advises clients across a wide range of financial services businesses, listed companies and other market participants both onshore and offshore.

Financial services expertise

Our financial services expertise includes:

  • Financial services and product development
  • Regulatory risk and compliance
  • Licensing, product disclosure and exemptions/class orders
  • Financial sector mergers and acquisitions
  • Consumer credit, licensing and regulation
  • AML regulation
  • Managed investment schemes and wholesale funds
  • Foreign exchange and derivatives
  • ASIC enforcement, investigation and Markets Disciplinary Tribunal
  • Superannuation

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